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Angela C Simpson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-15
GA RA APPROVED 2009-10-23
WV RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-02-15
  • GA RA
    APPROVED
    Since 2009-10-23
  • WV RA
    APPROVED
    Since 2009-10-23

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 10/2009 Present
Previous Registrations
  • 2005-05-13 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-17
S63 Uniform Securities Agent State Law Examination 2003-06-18
  • S66 Uniform Combined State Law Examination
    2005-01-17
  • S63 Uniform Securities Agent State Law Examination
    2003-06-18
Other Names
  • Angie Collette Dumas
  • Angela Collette Dumas
  • Angela Collette Dumas
  • Angela Collette Dumas
  • Angela C Dumas

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Atlanta, GA
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