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Claude Daniel Gianetto

Principal Advised Services

St. Louis, MO

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-10-16
MO RA APPROVED 2024-10-14
  • IA RA
    APPROVED
    Since 2024-10-16
  • MO RA
    APPROVED
    Since 2024-10-14

Branch Locations

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. St. Louis MO 02/2018 03/2018
Wells Fargo Clearing Services Llc St Louis MO 08/2018 02/2022
Unemployed St Louis MO 04/2018 07/2018
Citigroup O'FAllon MO 02/2022 03/2024
Unemployed St. Louis MO 04/2024 08/2024
Principal Securities, Inc St. Louis MO 09/2024 Present
Principal Life Insurance Company St. Louis MO 09/2024 Present
Principal Advised Services St Louis MO 10/2024 Present
Scottrade St. Louis MO 08/2004 03/2018
  • 02/2018 → 03/2018
    Td Ameritrade, Inc.
    St. Louis, MO
  • 08/2018 → 02/2022
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 04/2018 → 07/2018
    Unemployed
    St Louis, MO
  • 02/2022 → 03/2024
    Citigroup
    O'FAllon, MO
  • 04/2024 → 08/2024
    Unemployed
    St. Louis, MO
  • 09/2024 → Present
    Principal Securities, Inc
    St. Louis, MO
  • 09/2024 → Present
    Principal Life Insurance Company
    St. Louis, MO
  • 10/2024 → Present
    Principal Advised Services
    St Louis, MO
  • 08/2004 → 03/2018
    Scottrade
    St. Louis, MO
Previous Registrations
  • 2022-03-02 → 2024-04-05
    Citigroup Global Markets Inc.
    O'FAllon, MO
    O'FAllon, MO
  • 2018-08-22 → 2022-02-23
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 2018-03-15 → 2018-04-02
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2018-03-16 → 2018-04-02
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
  • 2016-05-31 → 2018-03-24
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-31
S63 Uniform Securities Agent State Law Examination 2001-09-10
  • S66 Uniform Combined State Law Examination
    2016-05-31
  • S63 Uniform Securities Agent State Law Examination
    2001-09-10
Other Names
  • Dan Gianetto
  • Claude Daniel Gianetto
  • Claude Gianetto

View on SEC IAPD

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