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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
NJ RA APPROVED 2018-06-18
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • NJ RA
    APPROVED
    Since 2018-06-18

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. Plainsboro NJ 03/2000 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) Pennington NJ 01/2018 Present
Unemployed Howell NJ 02/2017 01/2018
  • 03/2000 → 02/2017
    Blackrock Investments, Inc.
    Plainsboro, NJ
  • 01/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)
    Pennington, NJ
  • 02/2017 → 01/2018
    Unemployed
    Howell, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-19
  • S66 Uniform Combined State Law Examination
    2001-02-19
Other Names
  • Brian Corey Polakowski

View on SEC IAPD

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