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James Mugno

T. Rowe Price Associates, Inc.

Jupiter, FL

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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-25
MD RA APPROVED 2019-02-26
  • FL RA
    APPROVED
    Since 2019-04-25
  • MD RA
    APPROVED
    Since 2019-02-26

Branch Locations

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc, New York NY 05/2006 06/2018
T Rowe Price Baltimore MD 06/2018 Present
  • 05/2006 → 06/2018
    Oppenheimerfunds Distributor, Inc,
    New York, NY
  • 06/2018 → Present
    T Rowe Price
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-22
  • S66 Uniform Combined State Law Examination
    2018-09-22
Other Names
  • James F Mugno

View on SEC IAPD

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