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David Christopher Leali

Mml Investors Services, LLC

Ft Lauderdale, FL

Royal Palm Beach, FL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-05-02
  • FL RA
    APPROVED
    Since 2017-05-02

Branch Locations

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Royal Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co Ft Lauderdale FL 02/2016 Present
Mml Investors Services, Llc Ft Lauderdale FL 08/2016 Present
  • 02/2016 → Present
    Massachusetts Mutual Life Insurance Co
    Ft Lauderdale, FL
  • 08/2016 → Present
    Mml Investors Services, Llc
    Ft Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-21
  • S66 Uniform Combined State Law Examination
    2003-02-21
Designations

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
SOUTHOCEAN CAPITAL PARTNERS, LLC
A1A INVESTMENT PARTNERS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JULIA I SHERIDAN
ALLEN FREDERICK WEIDMAN
LAUREN M SALAS
DANIEL LEIGH LANDRAU
Paul Blake Giusti
Daniel Tila-Cohen
SAMUEL ALBERT ROTHBERG
Robin Kathleen Catanio

Other Offices

GQG PARTNERS · FORT LAUDERDALE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ft Lauderdale, FL
MORGAN STANLEY · Fort Lauderdale, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT LAUDERDALE, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT LAUDERDALE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ft Lauderdale, FL
CITIZENS SECURITIES, INC. · FORT LAUDERDALE, FL
SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL

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