Robert Lee Whittenberg

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-05-07
AK	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2013-05-07
AK RA
APPROVED

Since 2011-01-03

Branch Locations

301 W Northern Lights Blvd [W4-Rbo], Anchorage, AK 99503 • United States

44552 Sterling Hwy, Soldotna, AK 99669 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Anchorage	AK	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Anchorage	AK	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Anchorage, AK
11/2016 → Present

Wells Fargo Clearing Services, Llc

Anchorage, AK

Previous Registrations

2001-07-11 → 2011-01-03

Wells Fargo Investments, Llc

Soldotna, AK

Anchorage, AK

Soldotna, AK

Kenai, AK

Homer, AK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-28

S66 Uniform Combined State Law Examination

2001-02-28