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640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-07-24 |
| NY | RA | APPROVED | 2024-07-24 |
Branch Locations
3295 River Exchange Dr Suite 574, Norcross, GA 30092 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carter, Terry & Co., Inc | Atlanta | GA | 01/2005 | 07/2024 |
| Ladenburg Thalmann & Co. Inc. | New York | NY | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-07 |
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