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Steven Joseph Elvin

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-09-03
  • NJ RA
    APPROVED
    Since 2014-09-03

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 08/2014 Present
  • 08/2014 → Present
    Ubs
    New York, NY
Previous Registrations
  • 2010-04-05 → 2014-08-20
    Morgan Stanley
    Purchase, NY
    Purchase, NY
  • 2005-04-25 → 2009-10-28
    Ubs Financial Services Inc.
    New York, NY
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    New York, NY
    New York, NY
  • 2004-12-14 → 2005-04-19
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 2002-04-03 → 2003-02-21
    Citigroup Global Markets Inc.
    Bedminster, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-09
S63 Uniform Securities Agent State Law Examination 2001-02-16
  • S65 Uniform Investment Adviser Law Examination
    2001-03-09
  • S63 Uniform Securities Agent State Law Examination
    2001-02-16

View on SEC IAPD

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