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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-20 |
| TX | RA | APPROVED_RES | 2025-09-26 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 09/2025 |
| Morgan Stanley Smith Barney Llc | Charlotte | NC | 09/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2025 | Present |
(1) 666026 - Rental Property; Investment Related; Waxhaw, NC; Real Estate; Sole Proprietor / Owner; Start February 2012; During business hours: 0; After business hours: 1; Administrative, Accounting, Bookkeeping. (2) 676964 - Luna Asset Holdings; Investment Related; Charlotte, NC; Real Estate; Partner; Start February 2026; During business hours: 4; After business hours: 0; Property Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-23 |
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