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Shawn Paul Hittman

Raymond James Financial Services Advisors, Inc

Waukesha, WI

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-12-10
TX RA APPROVED_RES 2020-12-09
  • WI RA
    APPROVED
    Since 2020-12-10
  • TX RA
    APPROVED_RES
    Since 2020-12-09

Branch Locations

20935 Swenson Dr Ste 350, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Brookfield WI 05/2014 12/2020
Raymond James Financial Services, Inc. Waukesha WI 12/2020 Present
Raymond James Financial Services Advisors, Inc. Waukesha WI 12/2020 Present
Freedom Wealth Alliance Brookfield WI 05/2014 12/2020
Shawn Hittman Investment Planning Llc Waukesha WI 05/2025 Present
  • 05/2014 → 12/2020
    Lpl Financial, Llc
    Brookfield, WI
  • 12/2020 → Present
    Raymond James Financial Services, Inc.
    Waukesha, WI
  • 12/2020 → Present
    Raymond James Financial Services Advisors, Inc.
    Waukesha, WI
  • 05/2014 → 12/2020
    Freedom Wealth Alliance
    Brookfield, WI
  • 05/2025 → Present
    Shawn Hittman Investment Planning Llc
    Waukesha, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-04
S63 Uniform Securities Agent State Law Examination 2001-04-19
  • S66 Uniform Combined State Law Examination
    2008-09-04
  • S63 Uniform Securities Agent State Law Examination
    2001-04-19

View on SEC IAPD

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