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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-25 |
| MD | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments, Llc | Chicago | IL | 04/2012 | 11/2020 |
| Locorr Distributors, Llc | Excelsior | MN | 01/2021 | 05/2022 |
| New York Life Investments | Laguna Niguel | CA | 05/2022 | 09/2023 |
| Eaton Vance Distributors, Inc. | Boston | MA | 01/2024 | 09/2025 |
| Unemployed | Laguna Niguel | CA | 09/2023 | 01/2024 |
| T. Rowe Price | Baltimore | MD | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-13 |
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