Steven Hrones

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-08
MD	RA	APPROVED	2025-08-05
DC	RA	APPROVED	2025-07-24

TX RA
APPROVED_RES

Since 2025-08-08
MD RA
APPROVED

Since 2025-08-05
DC RA
APPROVED

Since 2025-07-24

Branch Locations

Silver Spring, MD • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Frederick	MD	11/2008	04/2020
Ubs Financial Services Inc	Washington	DC	04/2020	07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	07/2025	Present
Bank Of America, N.A.	Washington	DC	08/2025	Present

11/2008 → 04/2020

Stifel Nicolaus & Co Inc

Frederick, MD
04/2020 → 07/2025

Ubs Financial Services Inc

Washington, DC
07/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
08/2025 → Present

Bank Of America, N.A.

Washington, DC

Previous Registrations

2020-05-20 → 2025-08-14

Ubs Financial Services Inc.

Washington, DC
2009-05-08 → 2020-04-24

Stifel, Nicolaus & Company, Incorporated

Bethesda, MD

Frederick, MD

Other Businesses

I*2791266, Entity Type: , Name of OBA: M E H TTEE S H TTEE U/A DTD 09/06/2001 , Address: Silver Spring, Maryland, 20901, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 08/26/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-08

S66 Uniform Combined State Law Examination

2009-05-08

View on SEC IAPD