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1 University Square Drive, Princeton, NJ 08540 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-01 |
| NC | RA | APPROVED | 2023-06-01 |
Branch Locations
1 University Square Drive, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aqr Capital Management, Llc | Greenwich | CT | 10/2014 | 08/2020 |
| Alps Distributors, Inc. | Denver | CO | 10/2014 | 12/2018 |
| Aqr Investments, Llc | Greenwich | CT | 01/2019 | 10/2020 |
| Nuveen Securities, Llc | Charlotte | NC | 10/2020 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 10/2020 | Present |
| Blackrock Investments, Llc | Charlotte | NC | 05/2023 | Present |
| Blackrock | Charlotte | NC | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-15 |
| S66 | Uniform Combined State Law Examination | 2005-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-27 |
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