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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-11-13 |
| MD | RA | APPROVED | 2014-11-11 |
Branch Locations
5550 Friendship Blvd, Chevy Chase, MD 20815 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Atlanta | GA | 07/2002 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chevy Chase | MD | 07/2002 | Present |
I*109671 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DURA LLC INVESTMENT RELATED: Yes ADDRESS OF BUSINESS: VIENNA, VIRGINIA 22182 POSITION, TITLE, ASSOCIATION: LIMITED PARTNER START DATE OF RELATIONSHIP: 10/17/2016 NUMBER OF HOURS DEVOTED: 5 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY LLC TO PURCHASE PRIVATE INVESTMENTS. OWNED BY MY SPOUSE AND ME. WE WILL EVENTUALLY PASS INTERESTS DOWN TO THE CHILDREN. I*: 2794285 Entity Type: Charitable Name of OBA: AALEAD Address: Washington, DC 20016 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/01/2025 Number of Hours: 4 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: Serve on the board for 3 years and be active in the community about sharing the vision of AALEAD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-16 |
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