John William Morlock

Current Employers

Employment History

• 09/2010 → 06/2025
  Tiaa
  Hanover, NH
• 09/2010 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Hanover, NH
• 06/2025 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2011-11-10 → 2025-05-02
  Tiaa-Cref Individual & Institutional Services, Llc
  Hanover, NH
  Woodstock, VT
• 2009-09-24 → 2010-09-28
  People'S Securities, Inc.
  White River Junction, VT
• 2008-01-08 → 2009-10-28
  Chittenden Securities, Llc.
  White River Jct, VT

Other Businesses

HIREADUDE.COM POSITION: CFO NATURE: This company is a property maintenance, landscaping, odd-job company with my son. Because he is only 16 years old, he has asked for my assistance in establishing and running the company. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: Home Address, Woodstock VT 05091-7930, United States 2. 06/2025 - Mr. Morlock conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Tenured Advisors. Mr. Morlock is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. 3. 06/2025 - Mr. Morlock is a licensed insurance agent/broker. He may offer insurance products and receive customary fees as a result of insurance sales. A conflict of interest may arise as these insurance sales may create an incentive to recommend products based on the compensation earned. To mitigate this potential conflict, Mr. Morlock, as a fiduciary, will act in the client's best interest. DESCRIPTION: Helping with bookkeeping, payment for services performed, payroll, legal filings, and maintaining company records.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-02
• S63 Uniform Securities Agent State Law Examination
  2004-02-25