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Daniel M. Toole

F L Putnam Investment Management Co.

Amherst, NY

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-02
NY RA APPROVED 2024-07-31
  • TX RA
    APPROVED
    Since 2025-06-02
  • NY RA
    APPROVED
    Since 2024-07-31

Branch Locations

100 Corporate Parkway Suite 308, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlantic Capital Amherst NY 07/2006 03/2018
Arbor Capital Management, Corp Amherst NY 03/2018 12/2024
F.L. Putnam Investment Management Co. Amherst NY 07/2024 Present
  • 07/2006 → 03/2018
    Atlantic Capital
    Amherst, NY
  • 03/2018 → 12/2024
    Arbor Capital Management, Corp
    Amherst, NY
  • 07/2024 → Present
    F.L. Putnam Investment Management Co.
    Amherst, NY
Previous Registrations
  • 2021-03-26 → 2024-12-06
    Arbor Capital Management Corp
    Amherst, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-18
  • S63 Uniform Securities Agent State Law Examination
    2002-01-18
Other Names
  • Daniel M. Toole

View on SEC IAPD

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