Robert King Adams

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-01-03
TX	RA	APPROVED	2020-01-02

GA RA
APPROVED

Since 2020-01-03
TX RA
APPROVED

Since 2020-01-02

Branch Locations

633 Berckman Road, Augusta, GA 30909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Evans	GA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Evans	GA	11/2016	12/2019
Stifel Nicolaus & Co Inc	Augusta	GA	01/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Evans, GA
11/2016 → 12/2019

Wells Fargo Clearing Services, Llc

Evans, GA
01/2020 → Present

Stifel Nicolaus & Co Inc

Augusta, GA

Previous Registrations

2008-01-01 → 2020-01-13

Wells Fargo Clearing Services, Llc

Evans, GA

Augusta, GA
2004-09-23 → 2008-01-01

A. G. Edwards & Sons, Inc.

Evans, GA

Augusta, GA

St. Louis, MO

Other Businesses

1. Redeemer Presbyterian Church ( Evans GA ) Pre-K Board of Trustees; 2540 William Few Pkwy Evans GA 30809; Education; Member of the Board of Trustees; Consulting and making recommendations, along with other Trustees, to the governing body of the church of which Pre-K is an outreach; 08/06/2024; 2.00hrs/week; Not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-22
S63	Uniform Securities Agent State Law Examination	2001-01-13

S66 Uniform Combined State Law Examination

2004-09-22
S63 Uniform Securities Agent State Law Examination

2001-01-13

Designations

Other Names

Robb Adams

View on SEC IAPD