Best Investors Account Sign in
Inactive

Sean Thomas O'BAnnon

Edelman Financial Engines

Walnut Creek, CA

Claim This Profile
Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-30
TX RA APPROVED 2016-11-30
  • CA RA
    APPROVED
    Since 2016-11-30
  • TX RA
    APPROVED
    Since 2016-11-30

Branch Locations

2175 N California Blvd Suite 800, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2013 11/2016
Financial Engines Advisors L.L.C. Pleasanton CA 11/2016 Present
  • 07/2013 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Pleasanton, CA
Previous Registrations
  • 2013-07-01 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Overland Park, KS
    Pleasanton, CA
  • 2007-02-02 → 2013-07-02
    Tmfs-San Francisco-Oakland, Llc
    Pleasanton, CA
    Santa Clara, CA
    Santa Clara, CA
  • 2006-10-06 → 2006-10-25
    Raymond James Financial Services, Inc.
    San Rafael, CA
  • 2004-01-14 → 2006-06-07
    Banc Of America Investment Services, Inc.
    Fremont, CA
    Fremont, CA
  • 2001-04-04 → 2003-01-13
    Morgan Stanley Dw Inc.
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-09
S63 Uniform Securities Agent State Law Examination 2001-01-29
  • S65 Uniform Investment Adviser Law Examination
    2001-02-09
  • S63 Uniform Securities Agent State Law Examination
    2001-01-29
Designations
Other Names
  • Sean Thomas O'BAnnon
  • Sean T. O'BAnnon

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor