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One Northfield Plaza Suite 522, Northfield, IL 60093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-27 |
Branch Locations
11100 Santa Monica Boulevard Suite 265, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Agile Fund Solutions | Los Angeles | CA | 01/2016 | 05/2017 |
| Altegris Investments | La Jolla | CA | 05/2017 | 10/2018 |
| Brentview Investment Management, Llc | Los Angeles | CA | 07/2019 | Present |
| Cynthia Aragon, Esq. | Irvine | CA | 10/2018 | Present |
| Global View Capital Advisors, Ltd. | Waukesha | WI | 09/2020 | 11/2020 |
| Global View Capital Management, Ltd. | Waukesha | WI | 09/2020 | 11/2020 |
| Cavu Securities Llc | New York | NY | 09/2021 | Present |
[1] CYNTHIA ARAGON, ESQ.; NOT INVESTMENT RELATED; ADDRESS: 13311 Saratoga Drive, Tustin, CA 92782; NATURE: LEGAL; POSITION: SOLE PROPREITOR AND COMPLIANCE CONSULTANT; STARTED: 10-01-2018; APPROX. 80 HRS/MONTH; APPROX. 60 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: SOLE PROPRIETOR OF OWN LAW PRACTICE, PROVIDE COMPLIANCE CONSULTING FOR INVESTMENT COMPANIES, CORPORATE BUSINESSES AND GENERAL LEGAL ADVICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-05-04 |
| S65 | Uniform Investment Adviser Law Examination | 2018-02-02 |
| S66 | Uniform Combined State Law Examination | 2001-01-29 |
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