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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Banking Company | Alma | GA | 06/1998 | 10/2021 |
| South Financial Products, Inc. | Alma | GA | 11/2000 | 10/2021 |
| Lpl Financial Llc | Alma | GA | 10/2011 | Present |
| Pineland Investment Services, Inc. | Alma | GA | 10/2021 | Present |
1. 10/19/2011- DBA ONLY, SOUTH FINANCIAL PRODUCTS, INC 2. 11/21/2011- BANK DUTIES, ALMA EXCHANGE BANK & TRUST, BACKUP PAYROLL, 401K PAPERWORK 3. 10/22/2021 - Pineland Investment Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 4. 3/2/2023 - PIneland Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Retirement Benefits Director - Start Date -11/01/2001 - 40 Hours Per Month/40 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-17 |
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