Kevin Michael Smith

Current Employers

Employment History

• 06/2015 → Present
  Lpl Financial Llc
  North Andover, MA
• 06/2015 → Present
  Flagship Harbor Advisors, Llc
  North Andover, MA

Previous Registrations

• 2013-10-18 → 2015-07-01
  Ubs Financial Services Inc.
  Boston, MA
• 2010-08-30 → 2013-10-24
  Morgan Stanley
  Boston, MA

Other Businesses

1. 06/15/15-NON-VARIABLE INSURANCE/5%/FIXED, LIFE, LTC, DI, FIXED ANNUITIES/BOSTON,MA 2. 06/15/2015 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NORTHERN PEAK WEALTH MANAGEMENT - INV REL - 346 COMMERCIAL ST. BOSTON MA 02109 - TIME SPENT 100% 3. 08/24/2016 * Flagship Harbor Advisors, LLC. * Registered Investment Advisor * (Hybrid) Flagship Harbor Advisors, LLC. * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 06/15/2015 * I provide investment advisory services through "Flagship Harbor Advisors", an independent investment advisor firm. I started this business activity in 06/2015 . I expect to spend approximately 160 hr per month spent on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. * 160 HRS/MO. 4. 4/3/2019 - No Business Name - Investment Related - Newry ME - Real Estate Rental - Started 01/01/2019 - 0 Hours Per Month - This is a ski cabin that is rented part of the year. 5. 2/6/2020 - Northern Peak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/04/2020 - 40 Hours Per Month During Securities Trading. 6. 3/19/2020 - No Business Name - Not Investment Related - 867 Turnpike Street, Suite 214 & 216, North Andover, MA 01845 - Real Estate Rental - Started 02/03/2020 - 5 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-08-27
• S63 Uniform Securities Agent State Law Examination
  2001-02-12

Designations

Other Names

• Kevin M. Smith
• Kevin M Smith