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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-02-23
TX RA APPROVED 2015-02-13
  • MI RA
    APPROVED
    Since 2015-02-23
  • TX RA
    APPROVED
    Since 2015-02-13

Branch Locations

161 East Michigan Ave Suite 600, Kalamazoo, MI 49007 • United States

9 Heritage Oak Lane, Battle Creek, MI 49015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Battle Creek MI 02/2015 Present
Wealth Partners Alliance Dallas TX 04/2021 03/2023
Previous Registrations
Other Businesses

(1)Name of Business: Doug and Lori Bagwell Address: 11514 2 Mile Road, Climax, MI, 49034, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. I am the trustee. (2)Name of Business: Leroy Township Address: 8156 4 Mile Rd, East Leroy, MI, 49051, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 04/10/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am on the five year planning committee for the township I live in. We discuss zoning, variance requests, road repairs and the general goals for our township.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-17
S63 Uniform Securities Agent State Law Examination 2001-02-16
  • S66 Uniform Combined State Law Examination
    2010-09-17
  • S63 Uniform Securities Agent State Law Examination
    2001-02-16
Other Names
  • Lori Michelle Wright

View on SEC IAPD

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