Uma S Murthy

Current Employers

Employment History

• 01/1997 → 04/2025
  U-Win Investment
  Oak Lawn, IL
• 03/2019 → Present
  Contract Health Services Corp
  Frankfort, IL
• 04/2019 → Present
  Contract Health Services Llc
  Frankfort, IL
• 05/2019 → Present
  Contract Health Services Ii, Llc
  Matteson, IL
• 12/2019 → Present
  Stonex Securities Inc
  Oak Lawn, IL
• 12/2019 → Present
  Stonex Advisors Inc
  Oak Lawn, IL

Previous Registrations

• 2008-02-20 → 2019-12-06
  Quest Capital Strategies, Inc.
  Frankfort, IL
  Laguna Hills, CA
  Oak Lawn, IL
  Laguna Hills, CA
• 2003-06-27 → 2008-12-31
  U-Win Investments Inc.
  Palos Park, IL
• 2001-01-31 → 2002-10-02
  1717 Capital Management Company
  Oakbrook, IL

Other Businesses

U-WIN INSURANCE BROKERS LLC. - NON-INVESTMENT RELATED. 4647 W. 103RD ST. SUITE 2G. OAK LAWN, IL 60453. NATURE OF BUSINESS: INSURANCE SALES, HEALTH, LIFE, P&C. 100% OWNER, POSITION: OWNER, PRODUCER. STARTED 03/02/2015. 8-12 HRS/MO AND 1 HR/MO DURING TRADING HRS. DUTIES: INSURANCE SALES, SELLING NEW POLICIES, RENEWALS, AND MANAGEMENT OF OLD POLICIES. CONTRACT HEALTH SERVICES CORP - NON-INVESTMENT RELATED. FRANKFORT IL, 60423. NATURE OF BUSINESS: STUDENT PLACEMENT SERVICES FOR MEDICAL STUDENTS. 0% OWNER. POSITION: VP. STARTED 03/2019. 20HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: BILLING FOR MEDICAL STUDENTS, NURSING AGENCY, STUDENTS, DOCTOR HOURS. CONTRACT HEALTH SERVICES LLC - NON-INVESTMENT RELATED. FRANKFORT, IL. NATURE OF BUSINESS: PLACEMENT OF MEDICAL STUDENTS IN HOSPITAL FOR MEDICAL ROTATIONS. 100% OWNER, POSITION: PRESIDENT. STARTED 04/2019. 15HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: PLACE MEDICAL STUDENTS IN HOSPITAL FOR ROTATIONS. CONTRACT HEALTH SERVICES II, LLC - NON-INVESTMENT RELATED. P.O. BOX 1894, MATTESON, IL 60443. NATURE OF BUSINESS: MEDICAL STUDENT PLACEMENT SERVICES. 100% OWNER. POSITION: PRESIDENT. STARTED 05/2019. 5HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: PLACING MEDICAL STUDENTS IN ROTATIONS UNDER PHYSICIAN SUPERVISION IN THE TEACHING HOSPITALS IN AND AROUND CHICAGO AREA. USE Wealth, INC. 4647 W. 103rd St. Suite 2G Oak Lawn, IL 60453 Nature of Business: Securities Management Investment Related: Yes Title: Investment Advisor Rep Start Date: 7/15/2020 Duties: Investment Advisor Rep Hours Devoted to Business: 60 Hours Devoted to Business during Market Hours: 40 Jackson Park Hospital - 7531 S. Stony island ave, Chicago, IL 60649 Nature of Business: Hospital and medical center Investment Related: No Business Position: Director of medical education Business Duties: Placing Medical students in rotations at the hospital, billing the medical schools, collecting the fees and creating the financial reports for the hospital management. Business Start Date: 08/04/2026 Approximately 40 hours spent on this OBA monthly; with 10 during market hours

Exams

• S66 Uniform Combined State Law Examination
  1999-05-24