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One South Street Suite 2500, Baltimore, MD 21202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| HI | RA | APP_PEND_IARCE | 2026-01-01 |
| NV | RA | APP_PEND_IARCE | 2026-01-01 |
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
| MA | RA | APPROVED | 2018-12-06 |
| LA | RA | APPROVED | 2018-10-03 |
| NC | RA | APPROVED | 2018-10-03 |
| TX | RA | APPROVED | 2018-10-03 |
| WA | RA | APPROVED | 2018-10-03 |
Branch Locations
49 Stevenson Street Suite 1075, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arrowmark | Larkspur | CA | 09/2013 | 10/2016 |
| 1919 | San Francisco | CA | 10/2018 | Present |
| Rand & Associates | San Francisco | CA | 10/2016 | 09/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-25 |
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