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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

500 E Broward Blvd Ste 2000, Ft Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2008 Present
Northwestern Mutual Investment Services, Llc Ft. Lauderdale FL 07/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2025 Present
  • 11/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2009 → Present
    Ft. Lauderdale, FL
  • 01/2016 → 02/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, PRECISION FCU LLC, 11967 164TH CT N, JUPITER, , FLORIDA, 33478, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/19/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, GUNSMITHING. non investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-17
  • S66 Uniform Combined State Law Examination
    2009-11-17
Other Names
  • Farinelli
  • Loren Mathew Farinelli

View on SEC IAPD

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