Kimberly Janis Snow-Lawlor

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2008-06-25

NH RA
APPROVED

Since 2008-06-25

Branch Locations

Hollis, NH • United States

6 Bedford Farms Drive Suite 109, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Nashua	NH	06/2008	Present
City National Bank	Nashua	NH	05/2019	05/2023

06/2008 → Present

Rbc Capital Markets, Llc

Nashua, NH
05/2019 → 05/2023

City National Bank

Nashua, NH

Previous Registrations

2008-01-01 → 2008-06-23

Wells Fargo Clearing Services, Llc

Nashua, NH
2005-09-26 → 2008-01-01

A. G. Edwards & Sons, Inc.

Nashua, NH

Nashua, NH

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-23
S63	Uniform Securities Agent State Law Examination	2001-03-22

S66 Uniform Combined State Law Examination

2005-09-23
S63 Uniform Securities Agent State Law Examination

2001-03-22

View on SEC IAPD

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