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Inactive

Stacie J'ANn Zapfel

Centric Wealth Management, LLC

Chicago, IL

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Current Employers
Centric Wealth Management, Llc

333 W. Wacker Drive 6Th Floor, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-07-28
  • IL RA
    APPROVED
    Since 2016-07-28

Branch Locations

333 W. Wacker Drive 6Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments, Inc Albany NY 03/2018 09/2021
Fgmk Preservation Capital Partners, Llc Bannockburn IL 08/2006 03/2018
Centric Wealth Management, Llc Bannockburn IL 03/2018 Present
  • 03/2018 → 09/2021
    Purshe Kaplan Sterling Investments, Inc
    Albany, NY
  • 08/2006 → 03/2018
    Fgmk Preservation Capital Partners, Llc
    Bannockburn, IL
  • 03/2018 → Present
    Centric Wealth Management, Llc
    Bannockburn, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-14
S66 Uniform Combined State Law Examination 2011-12-30
S63 Uniform Securities Agent State Law Examination 2005-02-25
  • S65 Uniform Investment Adviser Law Examination
    2016-06-14
  • S66 Uniform Combined State Law Examination
    2011-12-30
  • S63 Uniform Securities Agent State Law Examination
    2005-02-25
Other Names
  • Stacie J Warden

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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