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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-06 |
| TX | RA | APPROVED_RES | 2024-08-05 |
Branch Locations
11440 W Bernardo Ct, Ste 378, San Diego, CA 92127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 04/2015 | 09/2020 |
| Independent Financial Group, Llc | San Diego | CA | 09/2020 | 08/2024 |
| Lpl Financial Llc | San Diego | CA | 08/2024 | Present |
1) 07/16/2024 - Summit Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 07/16/2024 - COHN & COMPANY INC. - Business Entity For Tax/Investment Purposes Only - Sole Owner - CA 92127 - Non investment related - 160 Hours per month - Start date: 08/05/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-02 |
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