Antonio Dimaggio

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-16
NY	RA	APPROVED	2021-07-27
NJ	RA	APPROVED	2005-07-26

TX RA
APPROVED_RES

Since 2022-02-16
NY RA
APPROVED

Since 2021-07-27
NJ RA
APPROVED

Since 2005-07-26

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	New York	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

New York, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Other Businesses

TRUSTEE FOR PARENTS, INVESTMENT RELATED, BROOKLYN NY, CURRENTLY NO TIME DEVOTED, START 08/14/2012. RENTAL PROPERTY, INVESTMENT RELATED; STATEN ISLAND, NY; 100% OWNERSHIP; START DATE 09/02/2009; 8 HOURS PER MONTH/0 DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-22

S66 Uniform Combined State Law Examination

2005-07-22

Other Names

Antonio Dimaggio
Anthony Dimaggio

View on SEC IAPD