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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-02-20
  • OH RA
    APPROVED
    Since 2020-02-20

Branch Locations

545 Metro Place South Suite 220, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baltimore Tax & Accounting Center, Llc Baltimore OH 11/2015 Present
Hd Vest Investment Services Baltimore OH 10/2017 02/2020
Cetera Investment Services Llc Dublin OH 02/2020 Present
Cetera Investment Advisers Llc Dublin OH 02/2020 Present
  • 11/2015 → Present
    Baltimore Tax & Accounting Center, Llc
    Baltimore, OH
  • 10/2017 → 02/2020
    Hd Vest Investment Services
    Baltimore, OH
  • 02/2020 → Present
    Cetera Investment Services Llc
    Dublin, OH
  • 02/2020 → Present
    Dublin, OH
Other Businesses

BALTIMORE TAX & ACCOUNTING CENTER LLC, CPA, 100% OWNER, TAX RETURNS, BOOKKEEPING, QUICKBOOKS CONSULTATIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-16
S63 Uniform Securities Agent State Law Examination 2018-02-02
  • S65 Uniform Investment Adviser Law Examination
    2019-12-16
  • S63 Uniform Securities Agent State Law Examination
    2018-02-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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