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Current Employers
Spiderrock Advisors, Llc

227 West Monroe Suite 4300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-17
TX RA APPROVED 2025-10-17
  • IL RA
    APPROVED
    Since 2025-10-17
  • TX RA
    APPROVED
    Since 2025-10-17

Branch Locations

Dallas, TX • United States

227 West Monroe Suite 4300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. New York NY 09/2006 Present
Merrill Lynch Investment Managers, Llc Plainsboro NJ 09/2006 Present
Merrill Lynch New York NY 06/2000 Present
  • 09/2006 → Present
    Blackrock Investments, Inc.
    New York, NY
  • 09/2006 → Present
    Merrill Lynch Investment Managers, Llc
    Plainsboro, NJ
  • 06/2000 → Present
    Merrill Lynch
    New York, NY
Previous Registrations
  • 2006-09-29 → 2025-10-17
    Plainsboro, NJ
    Princeton, NJ
    Dallas, TX
    New York, NY
  • 2003-03-21 → 2006-09-29
    Merrill Lynch Investment Managers Lp
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-27
  • S66 Uniform Combined State Law Examination
    2001-03-27

View on SEC IAPD

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