Best Investors Account Sign in
Current Employers
Fiori Financial Group

205 South East 20Th St, Fort Lauderdale, FL 33316 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-01
  • NC RA
    APPROVED
    Since 2023-01-01

Branch Locations

Leland, NC • United States

205 South East 20Th St, Fort Lauderdale, FL 33316 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financiale Services, Inc. Fort Lauderdale FL 01/2016 12/2022
Raymond James Financial Services Advisors Inc. Fort Lauderdale FL 01/2016 12/2022
Sdv Capital, Inc. Fort Lauderdale FL 01/2016 Present
Non-Variable Insurance Fort Lauderdale FL 01/2016 Present
Alpha Insurance Advisors Llc Fort Lauderdale FL 10/2018 10/2021
Fiori Financial Group, Inc. Fort Lauderdale FL 01/2010 12/2022
Ffg Partners, Llc D/B/A Fiori Financial Group Fort Lauderdale FL 12/2022 Present
Private Client Services Fort Lauderdale FL 01/2023 Present
  • 01/2016 → 12/2022
    Raymond James Financiale Services, Inc.
    Fort Lauderdale, FL
  • 01/2016 → 12/2022
    Fort Lauderdale, FL
  • 01/2016 → Present
    Sdv Capital, Inc.
    Fort Lauderdale, FL
  • 01/2016 → Present
    Non-Variable Insurance
    Fort Lauderdale, FL
  • 10/2018 → 10/2021
    Alpha Insurance Advisors Llc
    Fort Lauderdale, FL
  • 01/2010 → 12/2022
    Fiori Financial Group, Inc.
    Fort Lauderdale, FL
  • 12/2022 → Present
    Ffg Partners, Llc D/B/A Fiori Financial Group
    Fort Lauderdale, FL
  • 01/2023 → Present
    Private Client Services
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

(1)Name of Business: FFG Partners, LLC DBA Fiori Financial Group | Business Address: 205 SE 20th Street, Fort Lauderdale, FL 33316 | Activity Type: RIA | Position/Title: Investment Adviser Rep and Chief Financial Officer | Investment Related: Yes | Start Date: 12/2022 | Hours per month devoted to this business: 160 Hours per month |Hours devoted to this business during trading hours: 160 hours per month | Description of duties: Investment Adviser Rep and Chief Financial Officer. (2)Name of Business: SDV Capital, Inc. | Business Address: 205 SE 20th Street, Fort Lauderdale, FL 33316 United States | Activity Type: (Support Company) | Position/Title: President | Investment Related: No | Start Date: 01/2016 | Hours per month devoted to this business: 0-1 | Hours per month devoted to this business during trading hours: 0-1 | Description of duties: I am the only member of this company and have no day to day duties outside of annual filing of corporation. This company has an ownership percentage in FFG Partners, LLC DBA Fiori Financial Group. This company was created for tax purposes. (3)Name of Business: Non-variable Insurance | Address: 205 SE 20th St, Fort Lauderdale, FL 33316, USA | Activity Type: Submitting non-variable life sales | Position/Title: Insurance Agent | Investment Related: Yes | Start Date: 01/2016 | Hours per month devoted to this business: 2-10 Hours per month devoted to this business | Hours during trading hours: 2-10 | Description of duties: Sales of non-variable insurance with individual clients. (4)Name of business: Private Client Services | Business Address: 205 SE 20th Street, Fort Lauderdale, FL 33316 | Activity Type: Custody of Broker Dealer Business | Position/Title: Registered Representative | Investment Related: Yes | Start Date: 01/2023 | Hours per month devoted to this business: 80 Hours per month |Hours devoted to this business during trading hours: 80 hours per month | Description of duties: Registered Representative of PCS for Broker Dealer Business. (5)Name of Business: Karma 205 | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, USA | Activity Type: Rental Real Estate | Position/Title: Partner | Investment Related: Yes | Start Date: 12/2019 | Hours per month devoted to this business: 2-10 Hours per month devoted to this business | Hours during trading hours: 0-1 | Description of duties: I am part owner of Karma 205 office building and collect rent from other entities. (6)Name of Business: FFG Realty, LLC | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, USA | Activity Type: Real Estate Consulting | Position/Title: Ambassador | Investment Related: Yes | Start Date: 02/2023 | Hours per month devoted to this business: 0-1 Hours per month devoted to this business Hours during trading hours: 0-1 | Description of duties: Real Estate Consulting and Property Management for Clients. (7)Name of Business: Manhattan Project LLLP | Address: 311 SE 7th Street, Fort Lauderdale, FL, 33301, United States | Activity Type: Real Estate Property Ownership | Position/Title: Partner | Investment Related: Yes | Start Date: 03/2017 | Hours per month devoted to this business: 0-1 Hours per month | Hours devoted to this business during trading hours: 0-1 Description of duties: Owner of raw land.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-06
  • S66 Uniform Combined State Law Examination
    2007-12-06

View on SEC IAPD

More in Leland, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor