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Richard Allen Seapy

Glacier Point Advisors, LLC

Tustin, CA

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Current Employers
Glacier Point Advisors, Llc

2522 Chambers Road Suite 206, Tustin, CA 92780 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-06-03
  • CA RA
    APPROVED
    Since 2015-06-03

Branch Locations

2522 Chambers Road Suite 206, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glacier Point Advisors, Llc Tustin CA 04/2015 Present
Previous Registrations
  • 2015-05-11 → 2015-06-22
    Vygr Digital Securities, Llc
    Irvine, CA
  • 2008-12-05 → 2015-04-09
    Vygr Digital Securities, Llc
    Newport Beach, CA
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-09
S65 Uniform Investment Adviser Law Examination 2008-11-19
  • S63 Uniform Securities Agent State Law Examination
    2013-01-09
  • S65 Uniform Investment Adviser Law Examination
    2008-11-19

View on SEC IAPD

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