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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Seguin | TX | 06/2002 | 01/2018 |
| Lpl Financial Llc | Baytown | TX | 01/2018 | Present |
1. 02/03/2018 - No Business Name - Not Investment Related - Home Based - Other-Author - Author - Start Date 01/2013 - Time Spent 0%. 2. 11/21/2018 - Christian Concepts Investment Services, Inc. - Investment Related - 2826 Canadian Goose Ln. Baytown, TX. 77521. - Non-Variable Insurance--Trails Only - Start Date: 10/16/2001 - 0 Hours Per Month - Old entity from early days as an insurance agent in the field from the 1990's - early 2000's.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-09 |
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