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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-10-18 |
| OR | RA | APPROVED | 2023-08-01 |
| TX | RA | APPROVED | 2023-07-31 |
Branch Locations
5000 Meadows Road Suite 399, Lake Oswego, OR 97035 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Eagle, ID • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2005 | 07/2023 |
| Oswego Crest Financial Group, Llc | Lake Oswego | OR | 01/2006 | Present |
| Steward Partners Investment Solutions, Llc | Lake Oswego | OR | 07/2023 | Present |
| Steward Partners Investment Advisory, Llc | Lake Oswego | OR | 07/2023 | Present |
1. SELLING FIXED INSURANCE PRODUCTS, INVESTMENT RELATED. 2. OSWEGO FINANCIAL GROUP LLC; CO-OWNER; ENTITY CREATED FOR SECURITIES BUSINESS; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-27 |
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