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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-11-24 |
Branch Locations
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors ,Llc. | Cary | NC | 06/2016 | 11/2016 |
| Wells Fargo Bank Na | Cary | NC | 11/2013 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Cary | NC | 11/2016 | 08/2018 |
| First Citizens Investor Services | Raleigh | NC | 09/2018 | 02/2020 |
| First Citizens Bank | Fuquay Varina | NC | 09/2018 | 02/2020 |
| First Citizens Investor Services | Raleigh | NC | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-17 |
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