David Grant Rubin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2022-10-17
TX	RA	APPROVED_RES	2022-07-14
FL	RA	APPROVED	2022-07-13

GA RA
APPROVED

Since 2022-10-17
TX RA
APPROVED_RES

Since 2022-07-14
FL RA
APPROVED

Since 2022-07-13

Branch Locations

3250 Riverwood Parkway, Atlanta, GA 30339 • United States

445 Peachtree Pkwy, Cumming, GA 30041 • United States

Clearwater, FL • United States

1025 Virginia Avenue, Atlanta, GA 30354 • United States

1100 Hammond Dr Ste 100, Sandy Springs, GA 30328 • United States

472 Crosstown Dr, Peachtree City, GA 30269 • United States

90 Glenda Trace Ste A, Newnan, GA 30265 • United States

285 Molly Lane, Woodstock, GA 30189 • United States

6700 Mcginnis Ferry Rd Ne, Johns Creek, GA 30097 • United States

140 Highway 92 South, Fayetteville, GA 30215 • United States

2850 Chapelhill Rd, Atlanta, GA 30135 • United States

1825 Hwy 34 East, Newnan, GA 30265 • United States

285 Center Pointe Pkwy, Stockbridge, GA 30265 • United States

1980 Satellite Blvd Nw, Duluth, GA 30097 • United States

160 Clairemont Ave, Decatur, GA 30030 • United States

2627 Dallas Hwy Sw, Marietta, GA 30064 • United States

1745 Peachtree St Ne, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	02/2004	05/2022
Cuna Mutual Group	Waverly	IA	02/2004	05/2022
Lpl Financial	Clearwater	FL	07/2022	Present
Delta Community Credit Union	Clearwater	FL	07/2022	09/2023
Delta Community Credit Union	Clearwater	FL	09/2023	Present

02/2004 → 05/2022

Cuna Brokerage Services, Inc.

Waverly, IA
02/2004 → 05/2022

Cuna Mutual Group

Waverly, IA
07/2022 → Present

Lpl Financial

Clearwater, FL
07/2022 → 09/2023

Delta Community Credit Union

Clearwater, FL
09/2023 → Present

Delta Community Credit Union

Clearwater, FL

Previous Registrations

2004-03-09 → 2022-05-24

Cuna Brokerage Services, Inc.

Clearwater, FL

Tampa, FL

Orange Park, FL

Ocala, FL

Jacksonville, FL

Irmo, SC

Jacksonville, FL
2001-02-07 → 2004-01-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Other Businesses

1-07/2022 / Delta Community Retirement and Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Clearwater, FL 2-08/03/2022 - Members Trust Company - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date - 08/01/2022 - 16 Hours Per Month/16 Hours During Securities Trading. 3- 08/09/2022- ASH Brokerage - Investment Related- At Reported Business Location(s)-Non-Variable Insurance- Start Date- 08/01/2022- 16 Hours Per Month/ 16 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-16

S66 Uniform Combined State Law Examination

2001-05-16

Designations

Other Names

David Grant Rubin
David Grant Rubin

View on SEC IAPD