Wai L Chan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2025-03-28
TX	RA	APPROVED	2015-01-23
FL	RA	APPROVED	2014-07-30

MS RA
APPROVED

Since 2025-03-28
TX RA
APPROVED

Since 2015-01-23
FL RA
APPROVED

Since 2014-07-30

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	04/1999	Present

04/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Other Businesses

I*72516 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SAW HOLDINGS I LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: PONTE VEDRA BEACH, FLORIDA 32082 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 5/16/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONAL HOLDING COMPANY TO PROTECT FAMILY ASSETS; ONE OF THE THREE MANAGERS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-08

S66 Uniform Combined State Law Examination

2014-07-08

Other Names

Wai Lai Chan
Wai Lai Chan
Wai Lai Chan
Wai Lai Chan

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