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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | Present |
| First Republic Securities Co Llc | Los Angeles | CA | 06/2001 | 10/2023 |
| First Republic Bank | Studio City | CA | 08/2000 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-16 |
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