David Allen Borcherding

Current Employers

Quad-Cities Investment Group, Llc

5177 Utica Ridge Road, Davenport, IA 52807 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2010-06-29
IA	RA	APPROVED	2010-06-29

IL RA
APPROVED

Since 2010-06-29
IA RA
APPROVED

Since 2010-06-29

Branch Locations

Davenport, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Quad-Cities Investment Group, Llc	Davenport	IA	06/2010	Present

06/2010 → Present

Quad-Cities Investment Group, Llc

Davenport, IA

Previous Registrations

2009-10-06 → 2010-07-01

Chicago Investment Group Advisors, Llc

Chicago, IL
2006-08-12 → 2008-12-08

Ubs Financial Services Inc.

Davenport, IA
2005-05-18 → 2006-08-12

Piper Sandler & Co.

Davenport, IA

Davenport, IA
2002-05-13 → 2003-08-14

Mml Investors Services, Llc

Bettendorf, IA

Other Businesses

ROTARY CLUB OF IOWA QUAD CITIES; BOARD MEMBER, INVESTMENT COMMITTEE; AUTHORIZED BY INVESTMENT COMMITTEE AND ORGANIZATION TO SIGN DOCUMENTS AND PERFORM TRADES AS APPROVED BY COMMITTEE; 20 MINUTES PER WEEK/20 MINUTES PER WEEK DURING B/D HOURS START DATE 6/01/09 P.O. BOX 212 DAVENPORT, IA 52805 QUAD CITIES INVESTMENTS, LLC - FEE BASED INVESTMENT ADVISOR. FULL TIME. SECURITIES RELATED. 06/01/2009. 5177 UTICA RIDGE RIDE DAVENPORT, IA 52806. INVESTMENT ADVISOR REPRESENTATIVE. WWW.GOQCIG.COM. LIFE INSURANCE AND HEALTH INSURANCE. PART TIME. NOT SECURITIES RELATED. FIVE HOURS PER WEEK.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-05

S66 Uniform Combined State Law Examination

2001-02-05

Other Names

David A Borcherding

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