Brook Allen Williams

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2006-01-27

PA RA
APPROVED

Since 2006-01-27

Branch Locations

601 Bethlehem Pike, Montgomeryville, PA 18936 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc.	Montgomeryville	PA	07/2002	Present
Thrivent Financial For Lutherans	Appleton	WI	07/2002	Present

07/2002 → Present

Thrivent Investment Management Inc.

Montgomeryville, PA
07/2002 → Present

Thrivent Financial For Lutherans

Appleton, WI

Other Businesses

INDIAN VALLEY EDUCATION FOUNDATION POSITION: Board Member NATURE: Organization was set up to raise funds to help supplement programs that the district's budget does not support or canno longer support. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/30/2025 ADDRESS: 760 Lower Rd, Souderton PA 18964, United States DESCRIPTION: Help with making decisions on day-to-day functions for the organization as well as helping to coordinate fundraising efforts to fund the unique grants and programs that benefit the Souderton School District.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-26
S63	Uniform Securities Agent State Law Examination	2001-01-17

S65 Uniform Investment Adviser Law Examination

2006-01-26
S63 Uniform Securities Agent State Law Examination

2001-01-17