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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-22 |
| CT | RA | APPROVED | 2022-01-22 |
| KS | RA | APPROVED | 2014-04-07 |
| MO | RA | APPROVED | 2014-03-24 |
Branch Locations
100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Washington | DC | 03/2014 | Present |
1) OTHER OUTSIDE BUSINESS ACTIVITIES:MIDWEST HIGHLAND ARTS FUND,I AM CHAIR OF THE KANSAS CITY COMMITTEE FOR THE MIDWEST HIGHLAND ARTS FUND. WE HOST AN ANNUAL PIPING AND DRUMMING WORKSHOP HELD AT THE PLAZA MARRIOTT PLUS COMPETITION AND CONCERT. THE EVENT IS RUN EVERY MARTIN LUTHER KING'S BIRTHDAY WEEKEND,I AM THE CHAIRPERSON OF THE KANSAS CITY COMMITTEE, RESPONSIBLE FOR GETTING VENDOR DONATIONS AND IN-KIND DONATIONS FOR OUR EVENT,THIS IS A 501(C)3 ORGANIZATION,COMP:$0,HRS:20-39.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-18 |
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