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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-18 |
| WI | RA | APPROVED | 2026-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2012 | 05/2026 |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 05/2026 | Present |
| Raymond James Financial Services, Inc. | Phoenix | AZ | 05/2026 | Present |
(1) Name of Business: Door Creek Financial Address: 40415 N Hawk Ridge Trail, Anthem, AZ, 85086, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/04/2004 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisor Founder\n\nFinancial Planning, running of the office (2) Name of Business: HJA, inc. Address: 40415 N Hawk Ridge Trail, Anthem, AZ, 85086, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/20/2004 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisor Founder\n\nFinancial planning, asset management, insurance planning, help with estate planning, oversight of day to day operations. (3) Name of Business: Non variable insurance Address: 40415 N Hawk Ridge Trail, Anthem, AZ, 85086, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/20/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: We place term life for clients through the planning process
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-22 |
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