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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-18
WI RA APPROVED 2026-05-18
  • AZ RA
    APPROVED
    Since 2026-05-18
  • WI RA
    APPROVED
    Since 2026-05-18

Branch Locations

2586 W. Pollo Circle, Flagstaff, AZ 86001 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2012 05/2026
Raymond James Financial Services Advisors, Inc. Phoenix AZ 05/2026 Present
Raymond James Financial Services, Inc. Phoenix AZ 05/2026 Present
Previous Registrations
Other Businesses

(1) Name of Business: Door Creek Financial Address: 40415 N Hawk Ridge Trail, Anthem, AZ, 85086, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/04/2004 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisor Founder\n\nFinancial Planning, running of the office (2) Name of Business: HJA, inc. Address: 40415 N Hawk Ridge Trail, Anthem, AZ, 85086, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/20/2004 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisor Founder\n\nFinancial planning, asset management, insurance planning, help with estate planning, oversight of day to day operations. (3) Name of Business: Non variable insurance Address: 40415 N Hawk Ridge Trail, Anthem, AZ, 85086, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/20/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: We place term life for clients through the planning process

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-22
  • S63 Uniform Securities Agent State Law Examination
    1999-09-22
Designations
Other Names
  • Jamie Arnold

View on SEC IAPD

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