David Courtney Graham

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-03-22
PA	RA	APPROVED	2010-03-31

NJ RA
APPROVED

Since 2012-03-22
PA RA
APPROVED

Since 2010-03-31

Branch Locations

1615 Hurffville Rd, Deptford, NJ 08906 • United States

227 Market Street, Camden, NJ 08102 • United States

202 Rowan Boulevard, Glassboro, NJ 08028 • United States

1201 North Curch St., Moorestown, NJ 08057 • United States

15 West Jersey Ave, Pleasantville, NJ 08232 • United States

106 W. Landis Ave., Vineland, NJ 08360 • United States

700 Haddonfield-Berland Rd. Eagle Plaza, Voorehees, NJ 08043 • United States

1935 E Third St, Willamsport, PA 17701 • United States

201 N. Black Horse Pike, Runnemede, NJ 08078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Philadelphia	PA	03/2010	Present

03/2010 → Present

Lpl Financial

Philadelphia, PA

Previous Registrations

2008-11-26 → 2010-03-03

Td Wealth Management Services Inc.

Bensalem, PA
2008-03-04 → 2008-12-01

Lpl Financial Llc

Philadelphia, PA

Upper Darby, PA

Philadelphia, PA
2007-03-21 → 2008-03-04

Ifmg Securities, Inc.

Jenkintown, PA

Springfield, PA

Springfield, PA

Purchase, NY

Philadelphia, PA
2004-01-27 → 2006-08-02

Pnc Wealth Management Llc

Lumberton, NJ

Mount Laurel, NJ
2003-10-14 → 2004-01-27

Wells Fargo Clearing Services, Llc

Pennsauken, NJ
2003-06-03 → 2003-10-14

J.J.B. Hilliard, W.L. Lyons, Llc

Springfield, PA

Other Businesses

1. 7/1/2011 - SOUTH JERSEY FINANCIAL NETWORK - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/14/2022 - Durban Properties - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 04/26/2022 - 4 Hours Per Month/0 Hours During Securities Trading 3. 10/26/2023 - dc graham financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/17/2023 - 80 Hours Per Month/ During Securities Trading 4. 12/13/2023 - First Harvest Investment Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/30/2023 - 120 Hours Per Month/ 6 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-09-25
S63	Uniform Securities Agent State Law Examination	2000-12-01

S65 Uniform Investment Adviser Law Examination

2002-09-25
S63 Uniform Securities Agent State Law Examination

2000-12-01

View on SEC IAPD