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Clifford B Hodgman

Oppenheimer & Co. Inc.

Portage, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-28
MI RA APPROVED 2011-01-07
OH RA APPROVED 2009-07-06
IL RA APPROVED 2009-03-06
  • TX RA
    APPROVED_RES
    Since 2016-10-28
  • MI RA
    APPROVED
    Since 2011-01-07
  • OH RA
    APPROVED
    Since 2009-07-06
  • IL RA
    APPROVED
    Since 2009-03-06

Branch Locations

950 Trade Centre Way Suite 120, Portage, MI 49002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenhemier Kalamazoo MI 03/2009 Present
  • 03/2009 → Present
    Oppenhemier
    Kalamazoo, MI
Previous Registrations
  • 2007-06-28 → 2009-03-10
    Ameriprise Advisor Services, Inc.
    Kalamazoo, MI
Other Businesses

I AM THE FOUNDER AND CHAIRMAN OF THE HODGMAN TENNIS ACADEMY HERE IN KALAMAZOO, MI. THIS WILL BE A NON-PROFIT BASED IN KALAMAZOO. IT'S NOT INVESTMENT RELATED TO WHAT I DO AT OPPENHEIMER. UNTIL WE GET A FACILITY, OUR CURRENT ADDRESS WILL BE 5478 SADDLE CLUB DRIVE, KALAMAZOO, MI 49009. WE HOPE TO BUILD A TRAINING CENTER WITHIN 3 YEARS. OUR ACADEMY WILL BE FOCUSED ON WORKING WITH KIDS OF ALL BACKGROUNDS. WE WANT TO TRAIN THEM ON THE TENNIS COURT AND MENTOR THEM IN SUCCEEDING AT LIFE. MY TITLE WILL BE FOUNDER AND CHAIRMAN OF THE ACADEMY. OUR START DATE WAS MARCH 2OTH, 2024. I PLAN ON ABOUT 15 HOURS A WEEK DEVOTED TO THE ACADEMY. MOST OF THESE HOURS WILL BE AFTER WORK OR ON THE WEEKENDS. I WILL BE RESPONSIBLE FOR OVERSEEING ALL OPERATIONS, PROGRAMS AND ADVANCEMENT OF THE ACADEMY. OUR MAIN GOAL WILL BE TO PROVIDE COACHING ALL TRAINING TO CHILDREN IN THE SPORT OF TENNIS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-06
S65 Uniform Investment Adviser Law Examination 2001-07-06
  • S63 Uniform Securities Agent State Law Examination
    2001-07-06
  • S65 Uniform Investment Adviser Law Examination
    2001-07-06

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