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7134 S.YAle Ave Ste 700, Tulsa, OK 74136 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-08 |
| TX | RA | APPROVED_RES | 2024-05-09 |
| OK | RA | APPROVED | 2020-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Target Corporation | Lansing | MI | 08/2019 | 12/2019 |
| Lpl Financial, Llc | Tulsa | OK | 08/2020 | Present |
| Ttcu Federal Credit Union | Tulsa | OK | 07/2020 | 02/2026 |
| Stay At Home Parent | Cincinnati | OH | 05/2004 | 08/2019 |
| Stay At Home Parent | Tulsa | OK | 12/2019 | 07/2020 |
| Drawbridge Capital, Llc | Tulsa | OK | 12/2020 | Present |
1. 8/6/2020 - REGENT FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 12/9/2020 - Drawbridge Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/07/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Drawbridge Capital, LLC, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/17/2026 - Regent Financial Services Insurance Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/06/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-24 |
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