Brian Keith Nelson

Current Employers

Employment History

• 11/2001 → 12/2016
  White Pine Insurance & Financial Grp
  Salt Lake City, UT
• 05/2016 → 06/2021
  Voya Financial Advisors, Inc.
  Helena, MT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-06-02 → 2021-06-09
  Voya Financial Advisors, Inc.
  Midvale, UT
  Helena, MT
• 2003-07-28 → 2015-12-31
  Voya Financial Advisors, Inc.
  Orem, UT
  Midvale, UT
  Midvale, UT
  Grand Junction, CO
  Steamboat Springs, CO
  Craig, CO
  Santa Ana, CA
  Salt Lake City, UT

Other Businesses

1. NAME OF ENTITY:SULLIVAN FINANCIAL GROUP; Yes; 111 N LAST CHANCE GULCH ST STE 3-C; HELENA; MT; 59601; FINANCIAL SERVICES/DBA; ASSOCIATE; 5/10/2016; 160; 140; SALE & SERVICE FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS; 2.NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 111 N LAST CHANCE GULCH ST STE 3-C; HELENA; MT; 59601; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/23/2016; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF ENTITY: Sullivan Financial Group, LLC; No; 111 N Last Chance Gulch, Ste 3C; Helena; MT; 59601; S Corporation; Vice President; 4/10/2021; 4; 0; Meet with other officers to decide direction of company, only acting in the absence of the President. Also help with technology decisions within the corporation; 4. NAME OF OTHER BUSINESS: NAIFA MT; INVESTMENT RELATED: NO; ADDRESS: 170 NICHOLSONDR KALISPELL, MT 59901; NATURE OF BUSINESS: NON PROFIT; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: IMMEDIATE PAST PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: HELP RUN THE MONTANA CHAPTER OF NAIFA;

Exams

• S66 Uniform Combined State Law Examination
  2003-07-25
• S63 Uniform Securities Agent State Law Examination
  2001-04-10

Designations

Other Names

• Brian Keith Nelson