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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-02-24 |
| TX | RA | APPROVED | 2017-02-24 |
Branch Locations
950 Trade Center Way Suite 305, Portage, MI 49002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portage | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portage | MI | 11/2016 | 02/2017 |
| Stifel Nicolaus & Co Inc | Portage | MI | 02/2017 | Present |
1. 378 8th Street Plainwell LLC; 6411 Flagstone Kalamazoo MI 49009; Real Estate Rental; Member; Property Management; Owner; affiliation started 05/15/2017; 3.0 hours per week; not during securities trading hours; not investment-related. 2. Fontana; 359 South Kalamazoo Mall, Ste 200 Kalamazoo, MI 49007; Non-profit enriching community through music; Finance Committee Member; Work with other members to ensure the finances of the organization are used for the mission; 02/11/2020; 2 Hours per month; Not During Investment Trading Hours; Not Investment Related. 3. Turtle Cove at Rockwood Lake Condominium Association; 5245 Forest River Way, Kalamazoo, MI 49009; Home Owner's Association; President of the Board; Conduct meetings on an annual basis and for special meetings; 01/03/2022; 3 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-20 |
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