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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-17 |
| OH | RA | APPROVED | 2015-05-15 |
Branch Locations
5990 Venture Drive, Suite B, Dublin, OH 43017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plain City | OH | 05/2015 | Present |
1) 07/31/2019 - Dublin Capital Management LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/08/2019 - 200 hrs/mo - 6 hrs during trading. 2) 03/15/2024 - seller-financed loan from David Patterson - Other - Business Loan - Not Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-20 |
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