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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-07-03
CO RA APPROVED 2024-08-20
NH RA APPROVED 2024-07-03
TX RA APPROVED_RES 2015-06-29
CT RA APPROVED 2001-09-28
  • SC RA
    APPROVED
    Since 2025-07-03
  • CO RA
    APPROVED
    Since 2024-08-20
  • NH RA
    APPROVED
    Since 2024-07-03
  • TX RA
    APPROVED_RES
    Since 2015-06-29
  • CT RA
    APPROVED
    Since 2001-09-28

Branch Locations

Myrtle Beach, SC • United States

8 Wright Street, Westport, CT 06880-4701 • United States

Newbury , NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Westport CT 09/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-11
  • S66 Uniform Combined State Law Examination
    2001-07-11

View on SEC IAPD

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